In case your company needs a recommendation about the provision of compliance, our exceedingly skilled advisers may additionally assist you in all your compliance-associated necessities.

Our regulatory and training professionals working with independent dealers registered funding advisers and monetary making plans operations, leave us uniquely certified to assist along with your compliance necessities.  We assist with audits of the enterprise, anti-money laundering examinations, supervisory controls testing and registrations, compliance manuals, regulatory responses, compliance staff support, templates of diverse compliance associated files, risk evaluation, implementation of great exercise strategies, and more.  We can customize our services to suit you. Please contact SEARS Accountants to arrange a meeting with our expert compliance guide to speak about your compliance desires.